Weatherstone was founded the beginning of 2001 in Colorado.  Michael Ball, himself a financial advisor used a tactical approach with his clients that appealed to other financial advisors.  While a relatively unknown management style at the time, tactical management became an ever growing aspect of Weatherstone Capital Management. 
Our staff has expanded since that time to provide dedicated support to financial advisors and their clients.  Today, Weatherstone has become a recognized and reliable partner to some of the Countries largest independent broker/dealers and registered investment advisors.  Weatherstone has been an A+ Accredited Business of the Better Business Bureau since 2002.

Disclosures

The Weatherstone team consists of experienced professionals with a hands on approach to financial guidance. Not only will you find our team members knowledgeable, but you will also discover that our staff truly cares about making your dreams a reality.

Michael Ball

Lead Portfolio Manager, CFPTM

Michael Ball is Managing Director and Lead Portfolio Manager, at Weatherstone Capital Management.  With 25 years of experience in the financial industry, Michael has been working with people to manage their investment portfolios and helping them achieve their financial goals. Michael also been a guest on networks such as CNBC and Fox Business News, as well as quoted in publications such as Barron’s, The Wall Street Journal, and Bloomberg.   After graduating from Utah State University with a

Bachelor’s degree in Corporate Finance, and a Minor in Accounting, he continued his education by becoming a Certified Financial Planner. Michael also began managing investment programs for The Bank of Idaho and Sky Valley Bancorp, where he was a member of the investment committee. Michael is the author of “Built to Last”, a comprehensive historical study of sustainable withdrawal rates from investment accounts that was published in Financial Planning magazine in 1998.

In addition to working with individual investors and small businesses, Michael provides money management services to financial advisors across the country, as an investment strategist managing SMA accounts on several broker/dealer and independent platforms such as Envestnet.  Michael holds to the philosophy, that for clients in or near retirement, the damage caused by large periodic declines in the financial markets is one of the greatest risks. By incorporating a tactical investment approach where appropriate, Weatherstone Capital Management strives to increase the probability of better and more consistent returns, while providing the peace of mind that comes from knowing that investments are regularly reviewed and adjusted for changing market conditions.

Linda Penfold

Director of Client Services

Linda is the Director of Client Services at Weatherstone Capital Management. She began a 30-year career in the financial information industry with Standard & Poors Compustat in 1980. Linda has a B.A in Business Administration and a Bachelor of Science in History from Western State University. Her primary responsibilities include client services tasks, trading and compliance related items.

Kerry Vega

Operations

Kerry has been with Weatherstone Capital Management for over 8 years. Her primary responsibilities include assisting clients and advisors with their operational questions, processing paperwork, handling any issues that arise for existing and on-boarding clients, as well as trading. She recently received her Associate of Arts degree, and plans to go back to school this fall to obtain her Bachelor’s degree in business.

Daisy Ma

Financial Analyst Daisy has a Masters of Science degree in Finance from the University of Denver.  Her training in quantitative methods and financial modeling make her an important addition to the Weatherstone team.  Her responsibilities at Weatherstone Capital Management include day-to-day operations, trading, and performance reporting related issues as well as conducting ongoing analysis of the tactical investment offerings.

BRUCE PERWIEN

Business Development Consultant

Bruce has over 11 years of experience in the industry as a Financial Advisor with Merrill Lynch, as well as an Internal with Jackson National, and a Business Development Consultant with Visionary Asset Management. His experience gives him an edge in understanding the financial advisor practices and how tactical third-party money management can amplify both advisor and client experiences. Bruce graduated from Texas State University with a degree in Business Management. When he has free time he enjoys cooking, working out and spending time with his family.

Kelli Panther

Operations Associate

Kelli brings over 30 years of experience as a client associate working inside of Merrill Lynch and JP Morgan, and has extensive experience in working with clients, operations, and trading.  Her responsibilities include helping clients service tasks and daily operational support.

Michael Ball

Michael Ball

Linda Penfold

Linda Penfold

Kerry Vega

Kerry Vega

Daisy Ma

Daisy Ma

Bruce Perwien

Bruce Perwien

Kelli Panther

Kelli Panther